anti-corruption vacancies

Compliance Officer Anti Bribery Corruption (ABC)

Citi – New York City, NY, US

Description
The position will report to the Senior Vice President, Episodic and Products Due Diligence in the Global AB&C Program.
Responsibilities

  Support the AB&C Program lead in connection with transactions and product reviews. Provide SME on complex transactions, including: M&A, capital markets transactions, joint ventures, private equity and proprietary investments, where technical and product expertise is required;

  Design, implement, and maintain a due diligence program and risk-based due diligence process for complex transactions and related escalations from the ICG businesses with particular focus on complex transactions;

  Coordinate with Product Compliance and other Compliance officers to promote efficient end-to-end processes in connection with AB&C controls;

  Provide guidance to AB&C regional teams in connection with the review and approval process for complex transactions and MIS management;

  Represent Global AB&C on the New Product Approval Committee;

  Prepare AB&C training materials in connection with transaction and product risk;

  Provide guidance on escalations in connection with investment banking and capital markets origination deals

Qualifications

  Demonstrated product expertise on M&A, capital markets transactions, joint ventures, private equity and proprietary investments, technical expertise is required;

  Knowledge of Foreign Corrupt Practices Act (FCPA), U.K. Bribery Act, and anti-bribery regulatory regimes (and related experience) a plus;

  Excellent analytical skills;

  Ability to work collaboratively and effectively with Compliance peers and business clients;

  Clear and persuasive communication skills (verbal and written); able to influence based on the message versus relying on authority;

  Ability to influence peers and seniors across functions;

  Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization;

  Ability to think critically and respond to the time-sensitive needs of the business;

  Demonstrated ability to prioritize and drive results with a high sense of urgency;

  5+ Years Financial Services or equivalent experience (Equities/Product and/or Investment Banking Compliance experience a plus);

  4 Year College Degree or equivalent experience required;

  Graduate-level degree a plus;

  Advanced Microsoft Word, Excel, PowerPoint, and Outlook skills;

• Primary Location:
  United States,New York,Long Island City
• Other Location:
  United States,Florida,Tampa; United States,New York,New York
• Education:
  Bachelor’s Degree
• Job Function:
  Compliance and Control
• Travel Time:
  Yes, 10 % of the Time
• Job ID:
  15037651

https://www.linkedin.com/jobs2/view/62292082?trk=jserp_job_details_text

                                                  

Compliance Officer Anti Bribery Corruption (ABC) Policy

Citi – New York City, NY, US

Description
The position will report to the Senior Vice President, Policies & Procedures in the Global AB&C Program.
Responsibilities

  Serve as Global AB&C Program support in connection with the global AB&C Policy and related procedures and guidance;

  Assist in maintaining and enhancing the global AB&C Policy, procedures, and guidance documents, including the Global AB&C Hiring Procedures, AB&C Advisor / Intermediary Procedures, and AB&C Third Party Risk Management Procedures;

  Support functional and regional AB&C Compliance officers through continued enhancement of AB&C Compliance program elements, including design and implementation of policy and procedures oversight across regions and businesses;

  Annual review of the AB&C Policy, including coordination of review with appropriate Citi policy committees;

  Assist with identification and coordination of updates of related policies (e.g., Gifts and Entertainment, Citi Supplier Selection and Management Policy, and Human Resources employment-related policies);

  Engage with Human Resources and other stakeholders in connection with the Global AB&C Hiring Procedures, and serve as SME and primary contact in connection with the Procedures and related escalations; manage the process for analyzing, reconciling, sorting, and communicating data culled from hiring disclosure forms and related documents

  Maintain or develop, as necessary, procedures and guidance documents.

Qualifications

  Knowledge of U.S. Foreign Corrupt Practices Act (FCPA), U.K. Bribery Act, and anti-bribery regulatory regimes;

  Experience developing compliance policies and procedures;

  Clear and persuasive communication skills (verbal and written); able to influence based on the message versus relying on authority;

  Ability to influence peers and seniors across functions;

  Ability to work collaboratively and effectively with Compliance peers, business clients, and other control functions;

  Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization;

  Ability to think and write clearly and critically and respond to the time-sensitive needs of the business;

  Demonstrated ability to prioritize and drive results with a high sense of urgency;

  Four Year College Degree or equivalent experience required;

  Graduate-level degree a plus;

  Advanced Microsoft Word, Excel, PowerPoint, Sharepoint and Outlook skills; and

  5+ years of financial services experience in a Compliance or equivalent role a plus.

• Primary Location:
  United States,New York,Long Island City
• Other Location:
  United States,District of Columbia,Washington; United States,Florida,Tampa; United States,New York,New York
• Education:
  Bachelor’s Degree
• Job Function:
  Compliance and Control
• Travel Time:
  Yes, 10 % of the Time
• Job ID:
  15041425

Apply here:  https://www.linkedin.com/jobs2/view/62134282?trk=jserp_job_details_text